Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northlight Group LLP (no longer approved here)

    FRN 506925

    • CF30 Customer (2 Feb 2010 to 1 Jul 2014)
    • CF4 Partner (2 Feb 2010 to 1 Jul 2014)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (25)CF21 Investment Adviser (5 Sep 2006 to 13 Oct 2006)
    • (24)CF22 Investment Adviser (Trainee) (31 Aug 2005 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (24)CF22 Investment Adviser (Trainee) at STIFEL EUROPE LIMITED

  2. controlled function added: (25)CF21 Investment Adviser at STIFEL EUROPE LIMITED