Date authorised
9 June 2015
Companies House
09284922
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860
  • Complaints Contact

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Paul Barrett

    IRN APB01096

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Manager of certification employee (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 6 Mar 2025)
  • Arnaud Pierre Maurice Chassain

    IRN APC01166

    • [FCA CF] Manager of certification employee (since 19 Dec 2024)
    • SMF3 Executive Director (since 20 Sep 2024)
    • [FCA CF] Material risk taker (since 29 Jul 2021)
    • [FCA CF] Significant management (since 29 Jul 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
  • Caterina Gotti

    IRN CXG01577

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2021)
    • CF30 Customer (19 May 2017 to 8 Dec 2019)
  • Chloe Harper

    IRN CXH22099

    • [FCA CF] Manager of certification employee (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 25 Aug 2023)
  • Daniel AAXMAN

    IRN DXA01758

    • CF2 Non Executive Director (3 Mar 2016 to 18 Apr 2019)
  • Dilshan Sidhu

    IRN DXS01121

    • [FCA CF] Client dealing (6 Mar 2025 to 2 Feb 2026)
  • Eirian Tredinnick

    IRN EXT00222

    • [FCA CF] Client dealing (since 22 Jan 2025)
  • Elena Cosic

    IRN EXC00237

    • [FCA CF] Material risk taker (1 Sep 2022 to 2 Feb 2026)
  • Enrico Longato

    IRN EXL01208

    • [FCA CF] Material risk taker (since 1 Sep 2022)
  • Fahim Imam-Sadeque

    IRN FXI01005

    • CF30 Customer (9 Jun 2015 to 11 Jul 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.