Date authorised
9 June 2015
Companies House
09284922
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860
  • Complaints Contact

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederic Jean Francois Berthier

    IRN FJB01038

    • CF10 Compliance Oversight (29 Oct 2015 to 13 Aug 2019)
    • CF11 Money Laundering Reporting (29 Oct 2015 to 13 Aug 2019)
  • Gilles Bernard Nicolas Marchesin

    IRN GBM01025

    • CF1 Director (AR) (since 19 May 2025)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • [FCA CF] Material risk taker (since 29 Jul 2021)
    • [FCA CF] Significant management (since 29 Jul 2021)
    • [FCA CF] Manager of certification employee (since 29 Jul 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (30 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (9 Jun 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (9 Jun 2015 to 16 Jun 2016)
    • CF1 Director (9 Jun 2015 to 8 Dec 2019)
  • Giorgio Gallo

    IRN GXG01310

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Gregor Neil Wilson

    IRN GNW01016

    • [FCA CF] Significant management (30 Sep 2022 to 9 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (15 Oct 2015 to 8 Dec 2019)
  • Hendrik Guillaume Francois Van Riel

    IRN HGV01002

    • CF1 Director (9 Jun 2015 to 29 May 2015)
    • CF30 Customer (9 Jun 2015 to 29 May 2015)
    • CF11 Money Laundering Reporting (9 Jun 2015 to 29 May 2015)
    • CF10 Compliance Oversight (9 Jun 2015 to 29 May 2015)
  • Jacqueline James

    IRN JXJ01090

    • CF1 Director (9 Jun 2015 to 29 Oct 2015)
    • CF10 Compliance Oversight (9 Jun 2015 to 29 Oct 2015)
    • CF11 Money Laundering Reporting (9 Jun 2015 to 29 Oct 2015)
  • James Stuart

    IRN JXS04154

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • John, Frederick Hudson

    IRN JXH00437

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Manager of certification employee (since 6 Mar 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Juan Carlos Grana

    IRN JCG01111

    • [FCA CF] Significant management (20 Jul 2022 to 23 Jun 2025)
    • [FCA CF] Client dealing (20 Jul 2022 to 23 Jun 2025)
    • [FCA CF] Manager of certification employee (20 Jul 2022 to 23 Jun 2025)
    • [FCA CF] Material risk taker (20 Jul 2022 to 23 Jun 2025)
  • Kaikobad kakalia

    IRN KXK01565

    • CF1 Director (AR) (since 20 May 2025)
    • [FCA CF] Significant management (since 29 Jul 2021)
    • [FCA CF] Material risk taker (since 29 Jul 2021)
    • [FCA CF] Manager of certification employee (since 29 Jul 2021)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2015 to 8 Dec 2019)
    • CF1 Director (9 Jun 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.