Jacqueline James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- SMF18 Other Overall Responsibility (15 Feb 2020 to 16 Feb 2022)
Morgan Stanley Investment Management (ACD) Limited (no longer approved here)
FRN 230885
- SMF3 Executive Director (16 Dec 2019 to 16 Feb 2022)
Chorus Capital Management Limited (no longer approved here)
FRN 654169
- CF1 Director (9 Jun 2015 to 29 Oct 2015)
- CF10 Compliance Oversight (9 Jun 2015 to 29 Oct 2015)
- CF11 Money Laundering Reporting (9 Jun 2015 to 29 Oct 2015)
Amundi (UK) Limited (no longer approved here)
FRN 114503
- CF27 Investment Management (16 Jun 2003 to 10 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.