Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (9 Jun 2015 to 29 May 2015)
- CF30 Customer (9 Jun 2015 to 29 May 2015)
- CF10 Compliance Oversight (9 Jun 2015 to 29 May 2015)
- CF11 Money Laundering Reporting (9 Jun 2015 to 29 May 2015)
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- CF30 Customer (7 Oct 2014 to 28 Mar 2017)
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- CF30 Customer (12 Aug 2014 to 28 May 2015)
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- CF4 Partner (13 Feb 2013 to 31 Jul 2014)
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- CF2 Non Executive Director (7 Dec 2011 to 1 Apr 2015)
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- CF3 Chief Executive (1 Dec 2001 to 1 Dec 2001)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.