Date authorised
9 June 2015
Companies House
09284922
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860
  • Complaints Contact

    10 New Burlington Street
    London
    W1S 3PR
    UNITED KINGDOM
    Phone
    +442070689860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Klaus Bjerre Toft

    IRN KBT01006

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
  • Laurent Benard

    IRN LXB00715

    • Director of firm who is not a certification employee or a SMF manager (since 20 Sep 2024)
  • Nicholas Jaroszek

    IRN NXJ01322

    • [FCA CF] Manager of certification employee (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 28 Oct 2022)
  • Nicolas Peter Mueller

    IRN NPM01038

    • CF2 Non Executive Director (10 Mar 2016 to 8 Dec 2019)
  • Nicolas Seghers

    IRN NXS02223

    • [FCA CF] Client dealing (1 Mar 2020 to 19 Jun 2021)
    • [FCA CF] Material risk taker (1 Mar 2020 to 19 Jun 2021)
  • Penny Tan

    IRN PYT29902

    • [FCA CF] Client dealing (5 Dec 2024 to 11 Mar 2026)
    • [FCA CF] Material risk taker (5 Dec 2024 to 11 Mar 2026)
  • Petia Hall

    IRN PXH01969

    • [FCA CF] Material risk taker (1 Nov 2021 to 2 Nov 2022)
    • [FCA CF] Client dealing (1 Nov 2021 to 2 Nov 2022)
  • Philipp Johannes Schoenbucher

    IRN PJS01405

    • [FCA CF] Material risk taker (since 9 May 2024)
    • [FCA CF] Significant management (since 9 May 2024)
  • Rex Yardley-Rees

    IRN RXY00081

    • [FCA CF] Client dealing (since 22 Jan 2025)
  • Simon George Christofides

    IRN SGC01055

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.