Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 Feb 2024 to 29 Feb 2024)
- [FCA CF] Material risk taker (1 Jan 2022 to 27 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (2 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2011)
- CF27 Investment Management (21 Oct 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Oct 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (21 Jan 2005 to 31 Oct 2007)
- CF1 Director (4 Jan 2005 to 12 Oct 2011)
- CF3 Chief Executive (4 Jan 2005 to 12 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.