Capital Dynamics Limited

• Principal Place of Business

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

  Web

  https://www.capdyn.com

• Complaints Contact

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Vernon Wright

  IRN PVW01012

  • CF1 Director (10 Jan 2005 to 14 Feb 2005)
• Philip Christopher Wallace

  IRN PCW01049

  • CF10 Compliance Oversight (1 May 2003 to 22 Dec 2003)
  • CF11 Money Laundering Reporting (1 May 2003 to 14 Feb 2005)
• Philippe Jost

  IRN PXJ01528

  • [FCA CF] Material risk taker (26 Mar 2021 to 4 Jun 2025)
  • CF28 Systems and controls (11 Dec 2017 to 8 Dec 2019)
• Reid Conway

  IRN RXC00260

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
  • SMF16 Compliance Oversight (since 17 May 2021)
  • [FCA CF] Material risk taker (since 26 Mar 2021)
• Richard Michael Lyons

  IRN RML01097

  • CF28 Systems and controls (23 Jul 2014 to 1 Jan 2017)
• Robert Nicholas Reid Aitken

  IRN RNA01002

  • CF10 Compliance Oversight (22 Dec 2003 to 14 Feb 2005)
• Ronald Janusz Heath

  IRN RJH01180

  • [FCA CF] Client dealing (26 Mar 2021 to 16 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
  • CF1 Director (7 Nov 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
  • CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
• Rory John Quinlan

  IRN RJQ01011

  • CF30 Customer (19 Aug 2010 to 31 Jul 2015)
• Sean Flynn

  IRN SXF00301

  • [FCA CF] Client dealing (16 Feb 2022 to 1 Aug 2025)
  • [FCA CF] Material risk taker (16 Feb 2022 to 17 Feb 2022)
• Simon Richard Eaves

  IRN SRE01011

  • [FCA CF] Material risk taker (6 Mar 2023 to 16 Jan 2026)
  • [FCA CF] Client dealing (26 Mar 2021 to 16 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
  • CF1 Director (19 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (13 Aug 2015 to 8 Dec 2019)

No changes recorded yet.