Date authorised
1 April 2013
Companies House
02215798
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200
  • Complaints Contact

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Ammann

    IRN SXA01488

    • CF1 Director (16 Feb 2005 to 9 Mar 2007)
  • Stephen Anthony McCrory

    IRN SAM01179

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Apr 2003)
  • Susan Giacin Beckerman

    IRN SXB04058

    • [FCA CF] Material risk taker (since 16 Jun 2025)
  • Thi Thu Thuy Pham

    IRN TTP00005

    • CF28 Systems and controls (10 Jan 2017 to 13 Oct 2017)
    • CF10 Compliance Oversight (15 Aug 2013 to 13 Oct 2017)
    • CF11 Money Laundering Reporting (24 Jan 2013 to 13 Oct 2017)
  • Thomas Hall

    IRN TXH01347

    • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
  • Thomas Kubr

    IRN TXK01205

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Nov 2005 to 31 Oct 2007)
  • Thomas S Hall

    IRN TXH00175

    • [FCA CF] Client dealing (26 Mar 2021 to 30 Dec 2025)
    • [FCA CF] Material risk taker (26 Mar 2021 to 30 Dec 2025)
  • Tim Kruis

    IRN TXK01330

    • CF30 Customer (12 Nov 2010 to 31 May 2011)
  • Timo Alexander Strunkmann-Meister

    IRN TXS03643

    • [FCA CF] Material risk taker (26 Mar 2021 to 18 Apr 2024)
  • Victoria Alison Gorman

    IRN VAM01045

    • CF30 Customer (21 Dec 2015 to 31 Aug 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.