Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (7 May 2015 to 30 Jun 2016)
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- CF10 Compliance Oversight (10 Nov 2011 to 14 Jul 2014)
- CF11 Money Laundering Reporting (10 Nov 2011 to 14 Jul 2014)
- CF1 Director (22 Jan 2009 to 30 Jun 2016)
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- CF11 Money Laundering Reporting (10 Nov 2011 to 14 Jul 2014)
- CF10 Compliance Oversight (10 Nov 2011 to 14 Jul 2014)
- CF1 Director (22 Jan 2009 to 30 Jun 2016)
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- CF1 Director (10 Jan 2005 to 14 Feb 2005)
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- CF13 Finance (1 Dec 2001 to 8 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.