Simon Richard Eaves

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Dynamics Limited (no longer approved here)
FRN 141829
- [FCA CF] Material risk taker (6 Mar 2023 to 16 Jan 2026)
- [FCA CF] Client dealing (26 Mar 2021 to 16 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
- CF1 Director (19 Apr 2016 to 8 Dec 2019)
- CF30 Customer (13 Aug 2015 to 8 Dec 2019)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.