Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • CF10 Compliance Oversight (24 Aug 2012 to 20 Nov 2014)
    • CF11 Money Laundering Reporting (24 Aug 2012 to 20 Nov 2014)
  • Record Currency Management Limited (no longer approved here)

    FRN 114097

    • CF10 Compliance Oversight (4 Jan 2011 to 31 Jul 2012)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 31 Jul 2012)
  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF10 Compliance Oversight (22 Dec 2003 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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