Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (24 Aug 2012 to 20 Nov 2014)
- CF11 Money Laundering Reporting (24 Aug 2012 to 20 Nov 2014)
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- CF10 Compliance Oversight (4 Jan 2011 to 31 Jul 2012)
- CF11 Money Laundering Reporting (4 Jan 2011 to 31 Jul 2012)
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- CF10 Compliance Oversight (22 Dec 2003 to 14 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.