Philip Christopher Wallace

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Langham Hall UK LLP (no longer approved here)

    FRN 452198

    • SMF16 Compliance Oversight (30 Mar 2022 to 6 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Nov 2020 to 31 May 2024)
    • CF11 Money Laundering Reporting (8 Jan 2018 to 12 Sep 2018)
    • CF10 Compliance Oversight (8 Jan 2018 to 12 Sep 2018)
  • Langham Hall UK Depositary LLP (no longer approved here)

    FRN 652760

    • SMF16 Compliance Oversight (30 Mar 2022 to 6 Jun 2024)
    • [FCA CF] CASS oversight function (1 Mar 2022 to 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Nov 2020 to 31 May 2024)
    • CF10 Compliance Oversight (7 Dec 2017 to 12 Sep 2018)
    • CF11 Money Laundering Reporting (7 Dec 2017 to 12 Sep 2018)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF11 Money Laundering Reporting (20 Mar 2012 to 31 Jan 2018)
    • CF1 Director (11 Oct 2011 to 4 Jul 2016)
    • CF10 Compliance Oversight (11 Oct 2011 to 7 Sep 2016)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • CF11 Money Laundering Reporting (13 Jan 2012 to 31 Jan 2018)
    • CF1 Director (16 Nov 2011 to 21 Jul 2016)
    • CF10 Compliance Oversight (11 Oct 2011 to 7 Sep 2016)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF11 Money Laundering Reporting (8 Dec 2011 to 31 Jan 2018)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • CF11 Money Laundering Reporting (8 Dec 2011 to 31 Jan 2018)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF11 Money Laundering Reporting (16 Nov 2011 to 31 Jan 2018)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (287)CF11 Money Laundering Reporting (16 Nov 2011 to 31 Jan 2018)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF11 Money Laundering Reporting (25 Nov 2010 to 20 Jun 2011)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF11 Money Laundering Reporting (25 Nov 2010 to 20 Jun 2011)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (287)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited