Philip Christopher Wallace

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF11 Money Laundering Reporting (25 Nov 2010 to 20 Jun 2011)
  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF10 Compliance Oversight (1 May 2003 to 22 Dec 2003)
    • CF11 Money Laundering Reporting (1 May 2003 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (287)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited