Huw Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Wealth Group Limited (no longer approved here)

    FRN 443827

    • CF10 Compliance Oversight (29 Oct 2012 to 17 Jan 2014)
    • CF11 Money Laundering Reporting (29 Oct 2012 to 17 Jan 2014)
  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF10 Compliance Oversight (20 Nov 2007 to 31 Dec 2008)
    • CF11 Money Laundering Reporting (20 Nov 2007 to 31 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.