Dario Bertagna

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Dynamics Limited
FRN 141829
- [FCA CF] Client dealing (since 26 Mar 2021)
- [FCA CF] Material risk taker (since 26 Mar 2021)
- CF30 Customer (23 Feb 2017 to 8 Dec 2019)
Bluefield Partners LLP (no longer approved here)
FRN 507508
- CF30 Customer (14 Apr 2015 to 19 Sep 2016)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (25 Sep 2008 to 18 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.