Caroline Gill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forvis Mazars Financial Planning Limited (no longer approved here)
FRN 182644
- [FCA CF] Manager of certification employee (9 Feb 2024 to 28 Feb 2025)
- SMF16 Compliance Oversight (23 Sep 2021 to 28 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Sep 2021 to 28 Feb 2025)
Forvis Mazars Corporate Finance Limited (no longer approved here)
FRN 197186
- SMF16 Compliance Oversight (23 Sep 2021 to 28 Feb 2025)
Capital Dynamics Limited (no longer approved here)
FRN 141829
- CF10 Compliance Oversight (1 Mar 2012 to 23 Jan 2013)
- CF11 Money Laundering Reporting (1 Mar 2012 to 24 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.