Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF1 Director (6 Apr 2016 to 9 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 9 Aug 2019)
    • CF11 Money Laundering Reporting (17 Feb 2005 to 20 Nov 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.