INDOS FINANCIAL LIMITED

Date authorised
10 January 2014
Companies House
08255973
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354
    Web
    https://www.indosgroup.com

  • Complaints Contact

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Sarah Holland

    IRN ASM01057

    • SMF1 Chief Executive (since 1 May 2023)
    • SMF3 Executive Director (since 1 Mar 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2021 to 1 May 2023)
    • SMF16 Compliance Oversight (29 Nov 2020 to 1 May 2023)
  • Alan Evan Davies

    IRN AED01057

    • SMF16 Compliance Oversight (since 1 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2023)
    • SMF3 Executive Director (since 30 Nov 2020)
    • [FCA CF] Material risk taker (since 1 Apr 2020)
    • SMF1 Chief Executive (6 May 2022 to 1 May 2023)
  • Alan Hadley

    IRN AJH01331

    • CF10 Compliance Oversight (30 Apr 2014 to 22 Jan 2015)
    • CF11 Money Laundering Reporting (30 Apr 2014 to 22 Jan 2015)
  • Andrew Charles Main

    IRN ACM01089

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
  • Andrew Mark Nightingale

    IRN AXN01170

    • CF10 Compliance Oversight (1 Feb 2016 to 13 Sep 2016)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 13 Sep 2016)
  • Andrew Watson

    IRN AXW00239

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2024)
  • Beata Radaviciute-Chander

    IRN BXR01473

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jan 2020)
    • CF10 Compliance Oversight (13 Mar 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (9 May 2017 to 13 Feb 2018)
    • CF11 Money Laundering Reporting (3 Jan 2017 to 13 Feb 2018)
  • Clay Dupuy

    IRN CXD00275

    • [FCA CF] Material risk taker (25 Aug 2021 to 8 Mar 2024)
  • Des Quigley

    IRN DXQ00004

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Desmond Michael Quigley

    IRN DMQ00007

    • CF2 Non Executive Director (10 Jan 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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