Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (20 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2014)
- CF28 Systems and controls (1 Nov 2007 to 3 Jul 2014)
- CF13 Finance (6 Mar 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (3 Jun 2004 to 31 Oct 2007)
- CF3 Chief Executive (3 Jun 2004 to 3 Jul 2014)
- CF11 Money Laundering Reporting (3 Jun 2004 to 3 Jul 2014)
- CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (3 Jun 2004 to 3 Jul 2014)
- CF4 Partner (3 Jun 2004 to 3 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.