Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INDOS FINANCIAL LIMITED (no longer approved here)

    FRN 602528

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
  • EPIC Markets (UK) LLP (no longer approved here)

    FRN 231778

    • CF30 Customer (1 Nov 2007 to 3 Jul 2014)
    • CF28 Systems and controls (1 Nov 2007 to 3 Jul 2014)
    • CF13 Finance (6 Mar 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Jun 2004 to 31 Oct 2007)
    • CF3 Chief Executive (3 Jun 2004 to 3 Jul 2014)
    • CF11 Money Laundering Reporting (3 Jun 2004 to 3 Jul 2014)
    • CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jun 2004 to 3 Jul 2014)
    • CF4 Partner (3 Jun 2004 to 3 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.