EPIC Markets (UK) LLP

Date authorised
1 April 2013
Companies House
OC306260
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Audrey House
    16-20 Ely Place
    London
    EC1N 6SN
    UNITED KINGDOM
    Phone
    +4402075532363
    Web
    https://www.epicip.com

  • Complaints Contact

    Audrey House
    16-20 Ely Place
    London
    EC1N 6SN
    UNITED KINGDOM
    Phone
    +4402075532363

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . MSG & Partners Limited

    IRN XXM01024

    • CF4 Partner (3 Jun 2004 to 13 Nov 2018)
  • . Partners Asset Management Limited

    IRN XXP01196

    • CF4 Partner (11 Jul 2014 to 14 Nov 2019)
  • Abigail Sarah Holland

    IRN ASM01057

    • CF29 Significant management (1 Nov 2007 to 8 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (11 May 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 May 2006 to 6 Sep 2019)
    • CF10 Compliance Oversight (11 May 2006 to 6 Sep 2019)
  • Adrian Hartley Edwards

    IRN AHE01014

    • CF30 Customer (16 May 2008 to 23 Jun 2014)
  • Alan Higgins

    IRN ARH01052

    • CF30 Customer (27 Nov 2009 to 13 Jan 2010)
  • Alaric Sang Hu

    IRN ASH01055

    • CF21 Investment Adviser (1 Sep 2005 to 1 Mar 2006)
  • Alexios Soultogiannis

    IRN AXS03282

    • CF30 Customer (1 Aug 2012 to 6 Sep 2013)
  • Alison Ngaire Smith

    IRN ANS01019

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Andrew Charles Main

    IRN ACM01089

    • CF28 Systems and controls (1 Nov 2007 to 3 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 3 Jul 2014)
    • CF13 Finance (6 Mar 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jun 2004 to 3 Jul 2014)
    • CF8 Apportionment and Oversight (3 Jun 2004 to 31 Oct 2007)
    • CF4 Partner (3 Jun 2004 to 3 Jul 2014)
    • CF3 Chief Executive (3 Jun 2004 to 3 Jul 2014)
    • CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jun 2004 to 3 Jul 2014)
  • Andrew John Seaman

    IRN AJS01249

    • SMF27 Partner (9 Dec 2019 to 24 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (24 Nov 2005 to 8 Dec 2019)
    • CF27 Investment Management (24 Nov 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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