Alan Higgins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Algebris (UK) Limited

    FRN 755971

    • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2025)
  • SIGNET CAPITAL MANAGEMENT LIMITED

    FRN 222755

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (2 Apr 2018 to 11 Feb 2019)
    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 11 Feb 2019)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 11 Feb 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (28 Apr 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Feb 2016 to 6 Mar 2016)
  • EPIC Markets (UK) LLP (no longer approved here)

    FRN 231778

    • CF30 Customer (27 Nov 2009 to 13 Jan 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
    • CF27 Investment Management (14 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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