Algebris (UK) Limited

• Principal Place of Business

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

  Web

  http://www.algebris.com

• Complaints Contact

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abbas Ameli Renani

  IRN AXA02469

  • CF30 Customer (20 Nov 2017 to 20 Sep 2018)
• Aditya Mahesh Aney

  IRN AMA01239

  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jun 2022)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Alan Higgins

  IRN ARH01052

  • Director of firm who is not a certification employee or a SMF manager (since 24 Feb 2025)
• Alberto Gallo

  IRN AXG01658

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Alessandro Mancini

  IRN AXM04569

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
• Alexander Stephen Maria Lasagna

  IRN ASL01018

  • SMF1 Chief Executive (since 17 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2025)
  • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • CF1 Director (6 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Anna Crompton

  IRN AXC00509

  • [FCA CF] Manager of certification employee (since 17 Feb 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Antonella Di Chio

  IRN AXD02630

  • CF30 Customer (13 Feb 2017 to 30 Jul 2019)
• Benjie Creelan-Sandford

  IRN BXC01396

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 1 Oct 2023)
• Bruno Filipe Duarte

  IRN BFD01003

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)

No changes recorded yet.