Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Algebris (UK) Limited
FRN 755971
- [FCA CF] Client dealing (since 17 Feb 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (24 Aug 2016 to 9 May 2019)
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- CF4 Partner (17 Dec 2013 to 6 Apr 2014)
- CF30 Customer (22 Mar 2012 to 13 May 2016)
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- CF30 Customer (1 Nov 2007 to 24 Feb 2012)
- CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.