Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 21 Jul 2023)
    • [FCA CF] Client dealing (since 11 Oct 2022)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (6 Oct 2022 to 4 Sep 2023)
  • Algebris (UK) Limited (no longer approved here)

    FRN 755971

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Aug 2011 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 29 May 2008)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.