Algebris (UK) Limited

• Principal Place of Business

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

  Web

  http://www.algebris.com

• Complaints Contact

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catriona Elizabeth Graham

  IRN CXG00638

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
• Craig Partington

  IRN CXP00266

  • [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2025)
• David Liddle

  IRN DXL00201

  • [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2023)
• Davide Renato Ugo Serra

  IRN DXS01303

  • SMF1 Chief Executive (12 Feb 2020 to 7 Feb 2025)
  • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2025)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2016 to 31 Dec 2017)
  • CF10 Compliance Oversight (6 Dec 2016 to 31 Dec 2017)
  • CF1 Director (6 Dec 2016 to 8 Dec 2019)
• Dimitrios Karadimos

  IRN DXK00370

  • [FCA CF] Significant management (since 1 May 2024)
• Douglas Nigel Mooney Branson

  IRN DNB01027

  • [FCA CF] Significant management (since 1 Jul 2020)
• Gabriele Foa

  IRN GAF01071

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (25 Jun 2019 to 8 Dec 2019)
• Gabriele Giorgi

  IRN GXG01682

  • CF30 Customer (10 Feb 2017 to 30 Jul 2019)
• Giancarlo Bollero

  IRN GXB02303

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Nov 2024)
  • CF30 Customer (26 May 2017 to 8 Dec 2019)
• Gianluca Lobefalo

  IRN GXL01153

  • CF30 Customer (24 Nov 2018 to 8 Dec 2019)

No changes recorded yet.