Davide Renato Ugo Serra

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Algebris (UK) Limited (no longer approved here)
FRN 755971
- SMF1 Chief Executive (12 Feb 2020 to 7 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 7 Feb 2025)
- CF10 Compliance Oversight (6 Dec 2016 to 31 Dec 2017)
- CF30 Customer (6 Dec 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Dec 2016 to 31 Dec 2017)
- CF1 Director (6 Dec 2016 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.