Algebris (UK) Limited

• Principal Place of Business

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

  Web

  http://www.algebris.com

• Complaints Contact

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ginevra Bargiacchi

  IRN GXB00491

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 25 May 2023)
• Ginevra Casalegno

  IRN GXC02136

  • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
• Giovanni Barassi

  IRN GXB00529

  • [FCA CF] Significant management (since 18 Dec 2023)
• Harpal Singh

  IRN HXS00154

  • [FCA CF] Significant management (9 Dec 2019 to 9 Mar 2022)
• Ivan Plamenov Vatchkov

  IRN IPV01003

  • CF30 Customer (30 May 2017 to 31 Dec 2017)
• Jacopo Fioravanti

  IRN JXF00255

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 25 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
• Jaime Fernandez-Lomana Trejo

  IRN JXF01917

  • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
• James Friedman

  IRN JXF01528

  • CF30 Customer (6 Dec 2016 to 18 Mar 2019)
• Jasdeep Sanghera

  IRN JXS04073

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
  • SMF16 Compliance Oversight (since 30 Jun 2025)
  • [FCA CF] Significant management (19 Nov 2024 to 30 Jun 2025)
• Jolanda Maria Renata Niccolini

  IRN JMN01050

  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)

No changes recorded yet.