Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Algebris (UK) Limited
FRN 755971
- SMF1 Chief Executive (since 17 Jul 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2025)
- CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
- CF30 Customer (6 Dec 2016 to 8 Dec 2019)
- CF1 Director (6 Dec 2016 to 8 Dec 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (4 Jun 2004 to 9 Jun 2006)
- CF27 Investment Management (10 Apr 2003 to 9 Jun 2006)
- CF21 Investment Adviser (10 Apr 2003 to 9 Jun 2006)
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- CF27 Investment Management (1 Dec 2001 to 13 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.