Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 17 Jul 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2025)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
    • CF1 Director (6 Dec 2016 to 8 Dec 2019)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF16 Significant Mgt (Desgntd Investment Business) (4 Jun 2004 to 9 Jun 2006)
    • CF27 Investment Management (10 Apr 2003 to 9 Jun 2006)
    • CF21 Investment Adviser (10 Apr 2003 to 9 Jun 2006)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.