INDOS FINANCIAL LIMITED

Date authorised
10 January 2014
Companies House
08255973
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354
    Web
    https://www.indosgroup.com

  • Complaints Contact

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emmet Jackson

    IRN EXJ00032

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Jonathan Alan Jennings

    IRN JAJ01112

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 27 Oct 2022)
  • Jonathan Ian Masters

    IRN JIM01016

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Kamlan Loganathan Naidoo

    IRN KLN00011

    • CF10 Compliance Oversight (10 Jan 2014 to 30 Apr 2014)
    • CF11 Money Laundering Reporting (10 Jan 2014 to 30 Apr 2014)
  • Martin Nicolas Herriot

    IRN MNH01039

    • CF11 Money Laundering Reporting (28 Sep 2016 to 3 Jan 2017)
    • CF10 Compliance Oversight (29 Jan 2015 to 31 Jan 2016)
  • Matthew Queree

    IRN MXQ22779

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2020 to 24 Feb 2021)
  • Micheal Reddy

    IRN MXR00206

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Nicola Harte

    IRN NXH13708

    • [FCA CF] CASS oversight function (9 Dec 2019 to 28 Feb 2022)
    • CF10a CASS Oversight function (2 Jul 2019 to 8 Dec 2019)
  • Orla Denning

    IRN OXD00013

    • [FCA CF] Material risk taker (1 Sep 2020 to 29 Oct 2021)
  • Padhraic McLaughlin

    IRN PXM00233

    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2022)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.