INDOS FINANCIAL LIMITED

Date authorised
10 January 2014
Companies House
08255973
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354
    Web
    https://www.indosgroup.com

  • Complaints Contact

    The Scalpel
    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +442038762354

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Victoria Gillespie

    IRN VXG25671

    • [FCA CF] Material risk taker (1 Aug 2020 to 29 Oct 2021)
  • William David Prew

    IRN WDP01009

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2024 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jun 2022)
    • CF10a CASS Oversight function (25 Jan 2018 to 2 Jul 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 13 Mar 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 13 Mar 2019)
    • CF3 Chief Executive (10 Jan 2014 to 8 Dec 2019)
    • CF1 Director (10 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.