Alan Evan Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INDOS FINANCIAL LIMITED
FRN 602528
- SMF16 Compliance Oversight (since 1 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2023)
- SMF3 Executive Director (since 30 Nov 2020)
- [FCA CF] Material risk taker (since 1 Apr 2020)
- SMF1 Chief Executive (6 May 2022 to 1 May 2023)
SS&C Depositary Services Limited (no longer approved here)
FRN 447534
- CF10 Compliance Oversight (5 Jul 2019 to 5 Dec 2019)
- CF1 Director (19 Sep 2017 to 5 Dec 2019)
- CF29 Significant management (11 Feb 2015 to 29 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.