UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• John David Ardley

  IRN JDA01035

  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Feb 2004)
• John Martin Nestor

  IRN JMN01030

  • CF3 Chief Executive (15 Mar 2011 to 19 Mar 2012)
  • CF1 Director (15 Mar 2011 to 19 Mar 2012)
• Jonathan Christopher Hollick

  IRN JCH01236

  • Responsible for Insurance Distribution (since 19 Apr 2021)
  • SMF18 Other Overall Responsibility (since 4 Nov 2020)
  • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
• Joseph Louis Armes

  IRN JXA00116

  • [FCA CF] Client dealing (since 17 Dec 2020)
• Julie Broadbent

  IRN JXB02802

  • SMF3 Executive Director (21 Jan 2022 to 19 May 2022)
• KAYVAN Vahid

  IRN KXV01013

  • CF27 Investment Management (1 Dec 2001 to 10 Dec 2001)
• Katy Emily Lowe

  IRN KXL00312

  • SMF5 Head of Internal Audit (since 1 Jul 2024)
• Keith Samuel Haywood

  IRN KSH01028

  • SMF5 Head of Internal Audit (9 Dec 2019 to 14 Jul 2025)
  • CF28 Systems and controls (5 Dec 2017 to 8 Dec 2019)
• Kevin Martin Newton White

  IRN KMW01078

  • CF29 Significant management (22 Apr 2014 to 12 Jul 2017)
• Kevin Sing Yue Kong

  IRN KXK00006

  • [FCA CF] Client dealing (10 Sep 2020 to 24 May 2022)

No changes recorded yet.