Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Oct 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (25 Aug 2020 to 17 Aug 2023)
    • [FCA CF] Material risk taker (25 Aug 2020 to 17 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Sep 2003 to 31 Oct 2007)
    • CF27 Investment Management (22 Sep 2003 to 31 Oct 2007)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.