UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Konstantina Stamatara

  IRN KXS00157

  • [FCA CF] Client dealing (29 Jan 2021 to 12 Sep 2022)
• Lily Lin

  IRN LXL01347

  • CF30 Customer (7 Jul 2014 to 11 Jan 2015)
• Lindsey Matthews

  IRN LXM01131

  • SMF4 Chief Risk (9 Dec 2019 to 8 Sep 2020)
  • CF28 Systems and controls (17 Jul 2018 to 8 Dec 2019)
• Louise Anne Taylor

  IRN LAT01041

  • SMF3 Executive Director (23 Feb 2023 to 27 Oct 2025)
• Luke Richard Tyrrill Browne

  IRN LRB01025

  • CF1 Director (16 Nov 2015 to 2 Sep 2016)
• Mahiban Luke Balachandran

  IRN MXB00236

  • [FCA CF] Client dealing (19 Nov 2020 to 2 Aug 2023)
• Malcolm Edwards

  IRN MXE00232

  • SMF3 Executive Director (since 4 Aug 2025)
  • SMF1 Chief Executive (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 13 Apr 2023)
• Manoj Khosla

  IRN MXK01148

  • CF1 Director (11 Oct 2006 to 24 Feb 2009)
• Marco Sartore

  IRN MXS26700

  • SMF18 Other Overall Responsibility (since 16 Mar 2020)
• Marie-Christine Crewe-Briguet

  IRN MXC01291

  • SMF24 Chief Operations (since 4 Jul 2025)

No changes recorded yet.