UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Mark Andrew Gilligan

  IRN MAG01233

  • CF1 Director (25 Jun 2014 to 1 Sep 2016)
• Mark Harwood Stennett

  IRN MHS01030

  • CF28 Systems and controls (12 Mar 2015 to 15 Jun 2017)
• Mark Julian Gifford

  IRN MJG01340

  • [FCA CF] Client dealing (since 25 Aug 2020)
  • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
• Mark Nathan McKell

  IRN MNM01032

  • CF1 Director (6 Jan 2003 to 1 Feb 2004)
• Mark Porter

  IRN MXP01210

  • CF1 Director (1 Feb 2004 to 29 Aug 2006)
• Mary Louise Potter

  IRN MLP01070

  • CF28 Systems and controls (15 Jun 2017 to 28 Feb 2018)
• Mary Rose Brooking

  IRN MRB01223

  • CF30 Customer (13 Jun 2014 to 29 Aug 2014)
• Matthew James Chapman

  IRN MJC01484

  • CF10 Compliance Oversight (1 May 2006 to 31 Dec 2010)
  • CF1 Director (1 May 2006 to 31 Dec 2010)
  • CF11 Money Laundering Reporting (1 Dec 2005 to 31 Dec 2006)
• Matthew Thomas Stemp

  IRN MTS01047

  • CF8 Apportionment and Oversight (5 Oct 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 14 Feb 2007)
• Matthew Timothy McCarthy

  IRN MXM00475

  • [FCA CF] Significant management (8 Mar 2021 to 8 Jun 2021)

No changes recorded yet.