UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Mattthew Thomas Oakeley

  IRN MXO79551

  • SMF24 Chief Operations (24 Jul 2020 to 4 Apr 2022)
• Michael David Marsh

  IRN MDM01052

  • CF1 Director (1 Dec 2001 to 22 Dec 2006)
• Michael Squire Holmes

  IRN MSH01095

  • CF28 Systems and controls (1 Nov 2007 to 26 Sep 2008)
  • CF15 Internal Audit (19 Nov 2004 to 31 Oct 2007)
• Michael William Pavey

  IRN NMP01015

  • CF1 Director (1 Dec 2001 to 26 Nov 2004)
• Michelle Maria Bereaux

  IRN MMB01100

  • [FCA CF] Material risk taker (24 Aug 2020 to 8 Nov 2022)
  • [FCA CF] Manager of certification employee (24 Aug 2020 to 8 Nov 2022)
• Miles Adam Harkness

  IRN MAH01331

  • CF28 Systems and controls (26 Jun 2014 to 8 Mar 2018)
• Mokhtar Abdallaoui-Maan

  IRN MXA02140

  • CF30 Customer (28 Jun 2017 to 5 Apr 2018)
• Mustafa Zafar Osmani

  IRN MZO01001

  • [FCA CF] Client dealing (30 May 2022 to 12 Sep 2022)
• Nasreen Kasenally-O'Driscoll

  IRN NXK00035

  • [FCA CF] Manager of certification employee (4 Sep 2024 to 27 Aug 2025)
  • [FCA CF] Material risk taker (28 Oct 2020 to 10 Nov 2022)
• Nazam Shabir

  IRN NXS00298

  • SMF16 Compliance Oversight (20 Jul 2022 to 15 Mar 2024)

No changes recorded yet.