Michael William Pavey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF10a CASS Oversight function (1 Oct 2011 to 2 Apr 2015)
- CF29 Significant management (18 Jul 2011 to 8 Dec 2019)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF17 Significant Mgt (Other Business Operations) (24 Feb 2005 to 31 Oct 2007)
Schroder Pension Management Limited (no longer approved here)
FRN 442769
- CF1 Director (4 Apr 2006 to 17 Jul 2013)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF1 Director (1 Dec 2001 to 26 Nov 2004)
UBS Asset Management Funds Ltd (no longer approved here)
FRN 141661
- CF1 Director (1 Dec 2001 to 26 Nov 2004)
UBS Asset Management Life Ltd (no longer approved here)
FRN 186527
- CF1 Director (1 Dec 2001 to 26 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.