Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • SMF1 Chief Executive (13 Sep 2022 to 10 Jul 2023)
    • SMF3 Executive Director (13 Sep 2022 to 10 Jul 2023)
    • [FCA CF] Manager of certification employee (24 Aug 2020 to 3 Jul 2023)
    • [FCA CF] Material risk taker (24 Aug 2020 to 3 Jul 2023)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Manager of certification employee (24 Aug 2020 to 8 Nov 2022)
    • [FCA CF] Material risk taker (24 Aug 2020 to 8 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.