Nazam Shabir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Veritas Asset Management LLP
FRN 627407
- SMF16 Compliance Oversight (since 3 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2025)
Nuveen Investment Management International Limited (no longer approved here)
FRN 141668
- SMF16 Compliance Oversight (24 Apr 2024 to 31 Jan 2025)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- SMF16 Compliance Oversight (24 Apr 2024 to 31 Jan 2025)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- SMF16 Compliance Oversight (20 Jul 2022 to 15 Mar 2024)
UBS Asset Management Funds Ltd (no longer approved here)
FRN 141661
- SMF16 Compliance Oversight (20 Jul 2022 to 15 Mar 2024)
UBS Asset Management Life Ltd (no longer approved here)
FRN 186527
- SMF16 Compliance Oversight (20 Jul 2022 to 15 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.