Veritas Asset Management LLP

• Principal Place of Business

  1 Smarts Place

  London

  WC2B 5LW

  ENGLAND

  Phone

  +442037589900

  Web

  https://www.vamllp.com

• Complaints Contact

  1 Smarts Place

  London

  WC2B 5LW

  UNITED KINGDOM

  Phone

  +442037589900

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . The Real Return Group Ltd

  IRN XXT01130

  • CF4 Partner (14 Nov 2014 to 21 May 2015)
• . VAM Bidco Limited

  IRN XXV01059

  • CF4 Partner (22 Apr 2015 to 9 Dec 2019)
• . Veritas Asset Management LLP

  IRN XXV01058

  • CF4 Partner (28 Aug 2014 to 31 Oct 2014)
• Adam Matson

  IRN AXM01026

  • [FCA CF] Material risk taker (since 1 Jan 2022)
• Adam Richard Cosby Gordon

  IRN ARG01129

  • [FCA CF] Material risk taker (9 Dec 2021 to 31 Jan 2026)
• Alexander Daniel Ward Griffiths

  IRN ADG01094

  • [FCA CF] Material risk taker (31 Dec 2020 to 20 Apr 2022)
• Alison Moitysee

  IRN AXM01980

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2025)
  • CF11 Money Laundering Reporting (28 Aug 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Aug 2014 to 8 Dec 2019)
• Andrew Nicholas Headley

  IRN ANH01013

  • [FCA CF] Client dealing (since 31 Jul 2021)
  • [FCA CF] Material risk taker (since 31 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (28 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
• Antony Paul Burgess

  IRN APB01080

  • [FCA CF] Material risk taker (since 3 Jan 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Apr 2019 to 8 Dec 2019)
• Arunma Oteh

  IRN AXO00227

  • SMF9 Chair of the Governing Body (since 12 May 2023)

No changes recorded yet.