Veritas Asset Management LLP

• Principal Place of Business

  1 Smarts Place

  London

  WC2B 5LW

  ENGLAND

  Phone

  +442037589900

  Web

  https://www.vamllp.com

• Complaints Contact

  1 Smarts Place

  London

  WC2B 5LW

  UNITED KINGDOM

  Phone

  +442037589900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bradley Jacobs

  IRN BAJ01028

  • [FCA CF] Material risk taker (since 4 Oct 2022)
• Charles Buchan Stuart Richardson

  IRN CBR01021

  • SMF9 Chair of the Governing Body (22 Jan 2020 to 1 Jul 2022)
  • SMF27 Partner (9 Dec 2019 to 1 Nov 2021)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • CF4 Partner (28 Aug 2014 to 8 Dec 2019)
• Colin James Burchell

  IRN CJB01394

  • [FCA CF] Material risk taker (31 Dec 2020 to 31 Mar 2026)
• Dean Lee Tomlinson

  IRN DXT00265

  • [FCA CF] Material risk taker (since 5 Sep 2022)
  • [FCA CF] Client dealing (since 5 Sep 2022)
• Eva Sin Yee Au

  IRN ESA01001

  • CF30 Customer (28 Aug 2014 to 29 Jun 2018)
• Felicity Jane House

  IRN FXH00048

  • [FCA CF] Material risk taker (since 31 Dec 2020)
• Ian David Clark

  IRN IDC01069

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • [FCA CF] Material risk taker (since 31 Dec 2020)
  • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
• Ian Frederick Barnes

  IRN IFB00007

  • SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2020)
  • SMF27 Partner (9 Dec 2019 to 15 Jan 2020)
  • CF3 Chief Executive (13 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
  • CF4 Partner (13 Mar 2017 to 8 Dec 2019)
• Jaewon Bae

  IRN JXB01570

  • [FCA CF] Material risk taker (since 31 Dec 2020)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
• Kunaal Malde

  IRN KXM02221

  • [FCA CF] Material risk taker (since 8 May 2024)

No changes recorded yet.