Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 22 Mar 2022)
    • (3)Employed By (since 22 Mar 2022)
  • Veritas Asset Management LLP (no longer approved here)

    FRN 627407

    • SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2020)
    • SMF27 Partner (9 Dec 2019 to 15 Jan 2020)
    • CF3 Chief Executive (13 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
    • CF4 Partner (13 Mar 2017 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SIMF1 Chief Executive Function (7 Mar 2016 to 14 Oct 2016)
    • CF3 Chief Executive (4 Apr 2012 to 6 Mar 2016)
    • CF1 Director (4 Apr 2012 to 14 Oct 2016)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF3 Chief Executive (4 Apr 2012 to 14 Oct 2016)
    • CF30 Customer (4 Apr 2012 to 14 Oct 2016)
    • CF1 Director (4 Apr 2012 to 14 Oct 2016)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (4 Apr 2012 to 14 Oct 2016)
    • CF3 Chief Executive (4 Apr 2012 to 14 Oct 2016)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 8 Dec 2011)
    • CF27 Investment Management (26 Nov 2003 to 26 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.