Veritas Asset Management LLP

• Principal Place of Business

  1 Smarts Place

  London

  WC2B 5LW

  ENGLAND

  Phone

  +442037589900

  Web

  https://www.vamllp.com

• Complaints Contact

  1 Smarts Place

  London

  WC2B 5LW

  UNITED KINGDOM

  Phone

  +442037589900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Andrew Senior Moore

  IRN MXM00395

  • [FCA CF] Material risk taker (since 31 Dec 2020)
  • [FCA CF] Client dealing (since 31 Dec 2020)
• Nazam Shabir

  IRN NXS00298

  • SMF16 Compliance Oversight (since 3 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2025)
• Neil David Cooper

  IRN NDC01024

  • [FCA CF] Material risk taker (31 Dec 2020 to 31 Dec 2024)
• Nicola Louise Lakin

  IRN NLL01022

  • SMF27 Partner (since 30 Dec 2021)
  • [FCA CF] Material risk taker (since 31 Dec 2020)
• Nurul Islam

  IRN NXI00017

  • [FCA CF] Material risk taker (31 Dec 2020 to 5 Oct 2023)
• Owen Lloyd Thomas

  IRN OLT00005

  • [FCA CF] Material risk taker (since 14 Apr 2023)
• Peter William Middleton

  IRN PWM01098

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • [FCA CF] Material risk taker (since 31 Dec 2020)
  • CF30 Customer (16 Jul 2018 to 8 Dec 2019)
• Ramesh Narayanaswamy

  IRN RXN01186

  • [FCA CF] Material risk taker (31 Dec 2020 to 7 Dec 2022)
  • [FCA CF] Client dealing (31 Dec 2020 to 7 Dec 2022)
  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Raymond Foo

  IRN RXF00097

  • [FCA CF] Material risk taker (since 31 Dec 2020)
• Richard John Grant

  IRN RJG01096

  • SMF27 Partner (9 Dec 2019 to 31 Oct 2021)
  • CF28 Systems and controls (22 May 2017 to 8 Dec 2019)
  • CF4 Partner (28 Aug 2014 to 8 Dec 2019)

No changes recorded yet.