Veritas Asset Management LLP

Date authorised
28 August 2014
Companies House
OC392918
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Smarts Place
    London
    WC2B 5LW
    ENGLAND
    Phone
    +442037589900
    Web
    https://www.vamllp.com

  • Complaints Contact

    1 Smarts Place
    London
    WC2B 5LW
    UNITED KINGDOM
    Phone
    +442037589900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Michael Chan-Paxton

    IRN RMC01143

    • [FCA CF] Material risk taker (31 Dec 2020 to 22 Nov 2022)
    • [FCA CF] Client dealing (31 Dec 2020 to 22 Nov 2022)
    • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • Suney Hindocha

    IRN SXH02159

    • [FCA CF] Material risk taker (31 Dec 2020 to 8 Jun 2021)
  • Terence Raven

    IRN TPR01016

    • CF30 Customer (28 Aug 2014 to 3 Feb 2016)
  • Uys Van Straaten

    IRN UXV00004

    • [FCA CF] Material risk taker (since 31 Dec 2020)
  • Victor Hoi Wing Chu

    IRN VHC01000

    • [FCA CF] Material risk taker (since 31 Dec 2020)
    • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • Xiaoyu Liu

    IRN XXL01142

    • [FCA CF] Client dealing (since 2 Nov 2022)
    • [FCA CF] Material risk taker (since 2 Nov 2022)
  • Xuejun Sun

    IRN XXS01010

    • [FCA CF] Material risk taker (since 31 Jul 2021)
    • [FCA CF] Client dealing (since 31 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (28 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (28 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.