Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Dec 2020)
    • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (16 Feb 2007 to 27 Apr 2007)
    • CF26 Customer Trading (10 Jan 2007 to 27 Apr 2007)
    • CF21 Investment Adviser (6 Jun 2006 to 27 Apr 2007)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.