Alison Moitysee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Veritas Asset Management LLP (no longer approved here)
FRN 627407
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Apr 2025)
- CF10 Compliance Oversight (28 Aug 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Aug 2014 to 8 Dec 2019)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF11 Money Laundering Reporting (27 Jan 2012 to 20 Dec 2012)
AXA Investment Managers GS Limited (no longer approved here)
FRN 188523
- CF11 Money Laundering Reporting (27 Jan 2012 to 20 Dec 2012)
Western Asset Management Company Limited (no longer approved here)
FRN 145930
- CF10 Compliance Oversight (24 Mar 2003 to 17 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.