Michael Squire Holmes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Fund Managers Limited

    FRN 119298

    • SMF4 Chief Risk (since 15 Mar 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Jan 2023)
    • CF28 Systems and controls (4 Oct 2017 to 8 Dec 2019)
  • Invesco Asset Management Limited

    FRN 122674

    • SMF4 Chief Risk (since 15 Mar 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 Jan 2023)
    • CF28 Systems and controls (4 Oct 2017 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (22 Jan 2010 to 2 Feb 2015)
    • CF28 Systems and controls (15 Oct 2008 to 22 Jan 2010)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • CF1 Director (22 Jan 2010 to 2 Feb 2015)
    • CF28 Systems and controls (15 Oct 2008 to 22 Jan 2010)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF1 Director (22 Jan 2010 to 27 Jan 2015)
    • CF28 Systems and controls (15 Oct 2008 to 22 Jan 2010)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF28 Systems and controls (15 Oct 2008 to 13 Aug 2010)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF28 Systems and controls (15 Oct 2008 to 1 Dec 2009)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF28 Systems and controls (15 Oct 2008 to 5 May 2009)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF28 Systems and controls (1 Nov 2007 to 26 Sep 2008)
    • CF15 Internal Audit (19 Nov 2004 to 31 Oct 2007)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF28 Systems and controls (1 Nov 2007 to 26 Sep 2008)
    • CF15 Internal Audit (19 Nov 2004 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

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