UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Neil Francis Charles Welch

  IRN NFW01010

  • CF28 Systems and controls (9 Apr 2015 to 31 May 2017)
• Nicholas Edward Clare

  IRN NXC24486

  • [FCA CF] Client dealing (26 Aug 2020 to 18 Feb 2026)
• Nicolas Deyon

  IRN NCD01040

  • CF30 Customer (1 Feb 2017 to 8 Nov 2017)
• Nikolas David Siracusa

  IRN NXS00339

  • [FCA CF] Client dealing (14 Dec 2021 to 29 Jul 2022)
• Nora Holloway

  IRN NXH01759

  • SMF18 Other Overall Responsibility (since 9 Dec 2019)
  • CF10a CASS Oversight function (25 Sep 2017 to 8 Dec 2019)
• Oliver David Abram

  IRN OXA81505

  • [FCA CF] Client dealing (since 21 May 2020)
  • [FCA CF] Material risk taker (15 Nov 2023 to 31 Dec 2025)
• Olivia Avril Drew

  IRN OXD80520

  • [FCA CF] Manager of certification employee (since 24 Jul 2025)
  • [FCA CF] Client dealing (20 May 2021 to 12 Sep 2022)
• Olivia Jane Shalaby

  IRN OXM00002

  • [FCA CF] Client dealing (since 27 Aug 2020)
• Pascal Martin Kistler

  IRN PXK00017

  • [FCA CF] Material risk taker (11 Sep 2020 to 1 Sep 2023)
• Paul Dieter Schmidt

  IRN PDS01125

  • CF1 Director (15 Apr 2009 to 26 May 2014)

No changes recorded yet.