Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF1 Director (15 Apr 2009 to 26 May 2014)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (15 Apr 2009 to 26 May 2014)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF1 Director (15 Apr 2009 to 26 May 2014)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF17 Significant Mgt (Other Business Operations) (17 Dec 2003 to 23 Jan 2006)
    • CF20 Significant Mgt (Settlements) (17 Dec 2003 to 23 Jan 2006)
    • CF1 Director (2 Dec 2003 to 23 Jan 2006)
    • CF13 Finance (13 Aug 2002 to 23 Jan 2006)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF20 Significant Mgt (Settlements) (17 Dec 2003 to 23 Jan 2006)
    • CF17 Significant Mgt (Other Business Operations) (17 Dec 2003 to 23 Jan 2006)
    • CF1 Director (2 Dec 2003 to 23 Jan 2006)
    • CF13 Finance (19 Jun 2003 to 23 Jan 2006)
  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF13 Finance (13 Aug 2002 to 23 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.